Section 215 of the Federal Power Act requires the Electric Reliability Organization (ERO) to develop mandatory and enforceable reliability standards, which are subject to Commission review and approval. Commission-approved reliability standards become mandatory and enforceable in the U.S. on a date established in the Orders approving the standards.
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United States
Mandatory Standards Subject to Enforcement
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Standard
Number
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Title
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Enforcement
Date
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Detail
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Notes
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Resource and Demand Balancing (BAL)
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BAL-001-0.1a
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Real Power Balancing Control Performance
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5/13/2009
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BAL-002-1
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Disturbance Control Performance
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4/1/2012
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BAL-003-0.1b
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Frequency Response and Bias
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6/29/2009
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BAL-004-0
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Time Error Correction
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6/18/2007
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BAL-004-WECC-01
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Automatic Time Error Correction
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7/1/2009
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BAL-005-0.2b
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Automatic Generation Control
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9/13/2012
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BAL-006-2
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Inadvertent Interchange
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4/1/2011
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BAL-502-RFC-02
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Planning Resource Adequacy Analysis, Assessment and Documentation
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5/23/2011
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BAL-STD-002-0
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Operating Reserves (WECC)
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6/18/2007
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Communications (COM )
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COM-001-1.1
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Telecommunications
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5/13/2009
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COM-002-2
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Communications and Coordination
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6/18/2007
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Critical Infrastructure Protection (CIP)
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CIP-001-2a
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Sabotage Reporting
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10/1/2011
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CIP-002-3
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Cyber Security — Critical Cyber Asset Identification
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10/1/2010
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CIP-003-3
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Cyber Security — Security Management Controls
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10/1/2010
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CIP-004-3a
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Cyber Security — Personnel & Training
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12/12/2012
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CIP-005-3a
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Cyber Security — Electronic Security Perimeter(s)
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2/2/2011
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CIP-006-3c
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Cyber Security — Physical Security of Critical Cyber Assets
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5/19/2011
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CIP-007-3a
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Cyber Security — Systems Security Management
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10/1/2010
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The version number was updated from CIP-007-3 to CIP-007-3a to incorporate the approved interpretation that should have previously been appended.
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CIP-008-3
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Cyber Security — Incident Reporting and Response Planning
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10/1/2010
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CIP-009-3
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Cyber Security — Recovery Plans for Critical Cyber Assets
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10/1/2010
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Emergency Preparedness and Operations (EOP)
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EOP-001-0.1b
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Emergency Operations Planning
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9/13/2012
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Detail
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EOP-002-3.1
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Capacity and Energy Emergencies
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9/13/2012
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EOP-003-1
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Load Shedding Plans
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6/18/2007
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EOP-004-1
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Disturbance Reporting
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6/18/2007
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EOP-005-1
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System Restoration Plans
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6/18/2007
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EOP-006-1
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Reliability Coordination – System Restoration
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6/18/2007
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EOP-008-0
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Plans for Loss of Control Center Functionality
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6/18/2007
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EOP-009-0
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Documentation of Blackstart Generating Unit Test Results
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6/18/2007
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Facilities Design, Connections, and Maintenance (FAC )
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FAC-001-0
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Facility Connection Requirements
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6/18/2007
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FAC-002-1
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Coordination of Plans For New Generation, Transmission, and End-User Facilities
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10/1/2011
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FAC-003-1
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Transmission Vegetation Management Program
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6/18/2007
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FAC-008-3
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Facility Ratings
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1/1/2013
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FAC-010-2.1
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System Operating Limits Methodology for the Planning Horizon
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4/19/2010
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FAC-011-2
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System Operating Limits Methodology for the Operations Horizon
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4/29/2009
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FAC-013-2
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Assessment of Transfer Capability for the Near-Term Transmission Planning Horizon
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4/1/2013
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FAC-014-2
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Establish and Communicate System Operating Limits
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4/29/2009
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FAC-501-WECC-1
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Transmission Maintenance
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7/1/2011
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Interchange Scheduling and Coordination (INT)
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INT-001-3
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Interchange Information
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8/27/2008
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INT-003-3
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Interchange Transaction Implementation
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4/1/2011
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INT-004-2
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Dynamic Interchange Transaction Modifications
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8/27/2008
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INT-005-3
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Interchange Authority Distributes Arranged Interchange
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7/1/2010
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INT-006-3
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Response to Interchange Authority
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7/1/2010
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INT-007-1
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Interchange Confirmation
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6/18/2007
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INT-008-3
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Interchange Authority Distributes Status
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7/1/2010
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INT-009-1
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Implementation of Interchange
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6/18/2007
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INT-010-1
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Interchange Coordination Exemptions
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6/18/2007
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Interconnection Reliability Operations and Coordination (IRO)
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IRO-001-1.1
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Reliability Coordination — Responsibilities and Authorities
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5/13/2009
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IRO-002-2
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Reliability Coordination — Facilities
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10/1/2011
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IRO-003-2
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Reliability Coordination — Wide-Area View
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6/18/2007
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IRO-004-2
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Reliability Coordination — Operations Planning
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10/1/2011
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IRO-005-3.1a
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Reliability Coordination — Current Day Operations
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9/13/2012
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IRO-006-5
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Reliability Coordination — Transmission Loading Relief (TLR)
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7/1/2011
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IRO-006-EAST-1
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Transmission Loading Relief Procedure for the Eastern Interconnection
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7/1/2011
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IRO-006-TRE-1
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IROL and SOL Mitigation in the ERCOT Region
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7/1/2012
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IRO-006-WECC-1
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Qualified Transfer Path Unscheduled Flow (USF) Relief
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7/1/2011
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IRO-008-1
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Reliability Coordinator Operational Analyses and Real-time Assessments
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10/1/2011
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IRO-009-1
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Reliability Coordinator Actions to Operate Within IROLs
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10/1/2011
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IRO-010-1a
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Reliability Coordinator Data Specification and Collection
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10/1/2011
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IRO-014-1
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Procedures, Processes, or Plans to Support Coordination Between Reliability Coordinators
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6/18/2007
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IRO-015-1
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Notifications and Information Exchange Between Reliability Coordinators
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6/18/2007
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IRO-016-1
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Coordination of Real-time Activities Between Reliability Coordinators
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6/18/2007
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Modeling, Data, and Analysis (MOD )
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MOD-001-1a
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Available Transmission System Capability
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4/1/2011
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MOD-004-1
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Capacity Benefit Margin
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4/1/2011
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MOD-008-1
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Transmission Reliability Margin Calculation Methodology
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4/1/2011
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MOD-010-0
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Steady-State Data for Modeling and Simulation of the Interconnected Transmission System
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6/18/2007
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MOD-012-0
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Dynamics Data for Modeling and Simulation of the Interconnected Transmission System
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6/18/2007
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MOD-016-1.1
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Documentation of Data Reporting Requirements for Actual and Forecast Demands, Net Energy for Load, and Controllable Demand-Side Management
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5/13/2009
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MOD-017-0.1
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Aggregated Actual and Forecast Demands and Net Energy for Load
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5/13/2009
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MOD-018-0
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Treatment of Nonmember Demand Data and How Uncertainties are Addressed in the Forecasts of Demand and Net Energy for Load
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6/18/2007
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MOD-019-0.1
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Reporting of Interruptible Demands and Direct Control Load Management
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5/13/2009
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MOD-020-0
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Providing Interruptible Demands and Direct Control Load Management Data to System Operators and Reliability Coordinators
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6/18/2007
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MOD-021-1
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Documentation of the Accounting Methodology for the Effects of Demand-Side Management in Demand and Energy Forecasts
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4/1/2011
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MOD-028-1
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Area Interchange Methodology
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4/1/2011
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MOD-029-1a
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Rated System Path Methodology
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4/1/2011
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MOD-030-2
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Flowgate Methodology
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4/1/2011
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Nuclear (NUC)
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NUC-001-2
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Nuclear Plant Interface Coordination
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4/1/2010
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Personnel Performance, Training, and Qualifications (PER )
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PER-001-0.2
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Operating Personnel Responsibility and Authority
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9/13/2012
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PER-003-1
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Operating Personnel Credentials
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10/1/2012
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PER-004-2
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Reliability Coordination — Staffing
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4/1/2011
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PER-005-1
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System Personnel Training
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4/1/2011
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Detail
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Protection and Control (PRC)
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PRC-001-1
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System Protection Coordination
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6/18/2007
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PRC-002-NPCC-01
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Disturbance Monitoring
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1/1/2012
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See Implementation Plan posted on the Reliability Standards webpage (phased-in enforcement dates of October 20, 2013, October 20, 2014, and October 20, 2015)
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PRC-004-2a
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Analysis and Mitigation of Transmission and Generation Protection System Misoperations
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4/1/2012
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PRC-004-WECC-1
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Protection System and Remedial Action Scheme Misoperation
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10/1/2011
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PRC-005-1b
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Transmission and Generation Protection System Maintenance and Testing
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3/14/2012
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PRC-007-0
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Assuring Consistency of Entity Underfrequency Load Shedding Programs with Regional Reliability Organization’s Underfrequency Load Shedding Program Requirements
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6/18/2007
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PRC-008-0
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Implementation and Documentation of Underfrequency Load Shedding Equipment Maintenance Program
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6/18/2007
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PRC-009-0
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Analysis and Documentation of Underfrequency Load Shedding Performance Following an Underfrequency Event
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6/18/2007
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PRC-010-0
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Technical Assessment of the Design and Effectiveness of Undervoltage Load Shedding Program
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6/18/2007
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PRC-011-0
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Undervoltage Load Shedding System Maintenance and Testing
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6/18/2007
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PRC-015-0
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Special Protection System Data and Documentation
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6/18/2007
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PRC-016-0.1
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Special Protection System Misoperations
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5/13/2009
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PRC-017-0
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Special Protection System Maintenance and Testing
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6/18/2007
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PRC-018-1
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Disturbance Monitoring Equipment Installation and Data Reporting
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6/18/2007
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PRC-021-1
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Under-Voltage Load Shedding Program Data
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6/18/2007
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PRC-022-1
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Under-Voltage Load Shedding Program Performance
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6/18/2007
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PRC-023-1
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Transmission Relay Loadability
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7/1/2010
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Detail
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PRC-023-2
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Transmission Relay Loadability
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7/1/2012
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Detail
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See standard for guidance on phased-in enforcement dates
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Transmission Operations (TOP)
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TOP-001-1a
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Reliability Responsibilities and Authorities
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11/21/2011
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TOP-002-2.1b
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Normal Operations Planning
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9/13/2012
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TOP-003-1
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Planned Outage Coordination
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10/1/2011
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TOP-004-2
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Transmission Operations
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1/22/2009
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TOP-005-2a
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Operational Reliability Information
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10/1/2011
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TOP-006-2
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Monitoring System Conditions
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10/1/2011
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TOP-007-0
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Reporting System Operating Limit (SOL) and Interconnection Reliability Operating Limit (IROL) Violations
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6/18/2007
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TOP-007-WECC-1
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System Operating Limits
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7/1/2011
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TOP-008-1
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Response to Transmission Limit Violations
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6/18/2007
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Transmission Planning (TPL)
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TPL-001-0.1
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System Performance Under Normal (No Contingency) Conditions (Category A)
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5/13/2009
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TPL-002-0b
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System Performance Following Loss of a Single Bulk Electric System Element (Category B)
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10/24/2011
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TPL-003-0a
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System Performance Following Loss of Two or More Bulk Electric System Elements (Category C)
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4/23/2010
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TPL-004-0
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System Performance Following Extreme Events Resulting in the Loss of Two or More Bulk Electric System Elements (Category D)
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6/18/2007
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Voltage and Reactive (VAR)
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VAR-001-2
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Voltage and Reactive Control
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10/1/2011
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VAR-002-1.1b
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Generator Operation for Maintaining Network Voltage Schedules
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9/16/2010
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VAR-002-WECC-1
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Automatic Voltage Regulators (AVR)
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7/1/2011
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VAR-501-WECC-1
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Power System Stabilizer (PSS)
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7/1/2011
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